SC adds three entities to Investor Alert List

KUALA LUMPUR: The has updated its Investor Alert List.

In an alert on Friday (Nov 25), the commission said the following persons/entities were added to the list:

• Al Imtiaz Trading;
• Expert Option;
• Max Trader Forbes/Forbes Tech.

The Investor Alert List contains a list of unauthorised websites, investment products, companies and individuals, including:

Persons carrying on or holding themselves out as carrying on the following regulated activities without a licence from the SC:

• dealing in securities;
• dealing in derivatives;
• fund management;
• advising on corporate finance;
• investment advice;
• financial planning; and
• dealing in private retirement schemes;

Persons operating a recognised market without authorisation;

Persons issuing or offering securities without approval, authorisation or recognition; and

Persons misusing the SC's logo and misrepresenting the SC.

Source : The Edge Markets

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